At Financial Markets Consulting LLC, we provide a comprehensive derivatives industry consulting service for small and medium-sized firms.  Our firm understands that you don't want to spend valuable time worrying about compliance and risk policies and procedures.  Our company can work with yours as an outsourced partner to enhance your existing compliance and risk management, or we can serve as your in-house business consultant.

Improving Derivatives Processes

• Trader Monitoring
• Trader Identification
• Trade Reporting
• Trading System Implementation
• Trader Training



Unique Skills and Experience

• Experts on CFTC Regs and Derivative Exchange Rules
• Deep experience with FCM and Trading Firm management and risk controls, particularly for electronic trading operations

 JP Morgan, Deutsche Bank and Scotiabank have all been sanctioned for poor trader monitoring, market manipulation, and gaps in monitoring and reporting systems. We can help you identify and address problems before the regulators have identified them.